Security and Compliance for Financial Organizations
Consider I.T. Solved.
Banks, credit unions, wealth advisors, accounting firms, and financial organizations require technology platforms that protect sensitive information while maintaining client trust.
Sound familiar?
What banks, credit unions, advisors and accounting firms tell us most.
01
Wire fraud and phishing
Attackers impersonate clients and executives, and payments move fast.
02
Exams and audits
Examiners and auditors ask for evidence, and gathering it should not be a scramble.
03
Client and member data
Sensitive financial information is a prime target and carries heavy obligations.
04
Branches and offices that must stay secure
Doors, cameras and records areas matter as much as the network.
How we help
One partner for the technology and the physical side, planned together.
01
Technology Services
Managed IT with 24/7 help desk, NOC and SOC. Responsive support with proactive monitoring, patching and security operations around the clock.
Cybersecurity services. Layered protection, email defense and security operations that watch around the clock.
Password and credential management. 1Password for your whole team, so shared logins give way to individual, auditable access.
Risk assessments. Technical risk reviews that find gaps and give you a prioritized plan.
Business continuity. Backups and recovery plans that are tested, with clear recovery targets.
Secure Microsoft 365 environments. Multi-factor sign-in, conditional access and data-loss controls.
Line-of-business support. We coordinate with your core, planning, tax and portfolio software vendors.
02
Physical Security
Video surveillance. Cameras that make footage available quickly, with retention that fits your policies.
Access control. Doors that stay accountable, with a record of who entered restricted areas.
Intercom and visitor management. Controlled entry for offices and after-hours access.
Alarms with video verification. Alerts that include what the camera saw.
Environmental monitoring. Temperature and water alerts for server rooms and records storage.
Where we focus
Examination readiness
Patch management, hardware inventories, network diagrams, and policy support that make audits and examinations routine.
Protecting member and client data
Layered security, phishing defense, and regular testing that keep sensitive information protected.
Secure branches and offices
Cameras and access control that make footage available quickly and keep doors accountable.
Compliance conversations, made easier
Examination readiness, made routine
Financial organizations are held to detailed expectations for how they protect information. We help you keep the evidence ready.
Ready-to-use policies and procedures. A policy library with the documents for the specific regulations that apply to you, kept up to date for you, with room for custom policies written for your organization.
Staff training tracking. A framework that records which employees have been trained on which policies, so you can show it when asked. It connects to Microsoft Entra ID or Active Directory, or accepts a manual CSV import.
FFIEC and examiner expectations. Patch management, hardware inventories, network diagrams and policy support that make examinations routine.
GLBA Safeguards and the FTC Safeguards Rule. Technical safeguards and documentation for banks, lenders, advisors, accountants and tax preparers.
PCI DSS. Scoping and securing any environment that handles card payments.
NIST-aligned controls. Safeguards organized around the NIST Cybersecurity Framework, with consistent records.
Cyber insurance and vendor due diligence. Help answering insurer, client and partner security questionnaires.
Tight Technologies provides technical and operational support. We are not a law firm or an auditor, and no vendor can make an organization compliant on its own. Rules that apply to you may include GLBA, the FTC Safeguards Rule, FFIEC guidance, SEC and FINRA expectations, PCI DSS and state requirements; your counsel or auditor can confirm.
What working with us looks like
01
Assess
We review your systems, accounts, vendors and branch or office security.
02
Plan
A prioritized roadmap tied to examination findings, risk and budget.
03
Implement
Changes made around business hours, tested and documented as we go.
04
Run and review
24/7 monitoring and support, with quarterly reviews and evidence kept current.
Questions we hear
Can you help us prepare for an exam or audit?
Yes. We help gather and organize technical evidence, close gaps and keep records current. Your compliance officer or auditor decides what satisfies the requirement.
Do you provide policies and procedures, and track staff training?
Yes. Every client gets access to a current policy library covering the regulations that apply to them, and a framework that tracks which employees have been trained on each policy. Tracking connects to Microsoft Entra ID or Active Directory, or you can import staff by CSV.
Can policies be customized for our organization?
Yes. The policies stay current as requirements change, and we can add custom policies for the way your organization works.
Do you work with one security vendor?
No. We are vendor neutral and choose tools for fit and manufacturer support.
Can you support multiple branches?
Yes, across DC, MD, NC, SC, TN, VA and WV.
Who answers after hours?
Our help desk, network operations and security operations support runs 24/7.
Outcomes
- Enhanced client trust
- Better regulatory posture
- Improved operational efficiency
- Reduced cyber and physical security risks
Not Sure Which Solution Fits?
Every organization is unique. Our team evaluates your technology environment, cybersecurity posture, and physical security needs to develop a practical roadmap aligned to your business goals.